WEBINAR: SEC Examinations – 2-Part Webinar Series

Seward & Kissel partners hosted a 2-part webinar series on SEC Exams.

• Part 1: Complex Examination Issues for Large Advisers
  • *Registration is required to access the recording.
• Part 2: Examination Trends and Considerations
  • *Registration is required to access the recording.

Each webinar has been approved for 1 CLE credit in the State of New York. Once meeting the requirements, please download the attorney affirmation form and return the completed forms with the course codes to cle@sewkis.com. 

Associated attorneys: Debbie Franzese, Dan Bresler, Philip Moustakis, Theo Kaminski, Daniel Viola