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SEWARD & KISSEL REGULATORY COMPLIANCE (SKRC)
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CONSULTING SOLUTION

UNIQUELY COMBINES COMPLIANCE
SUPPORT WITH LEGAL ADVICE

ATTORNEYS WITH SEC, FINRA, CFTC/NFA,
DOJ AND CCO EXPERIENCE

COMPLIMENTARY ACCESS
TO SKRC | PORTAL

NAMED “BEST ADVISORY FIRM –
REGULATION AND COMPLIANCE” BY HFM

SERVICES

Background

MEET OUR TEAM

TEAM PAGE

SKRC | Portal provides online access to our (i) Compliance Tools and Resources (ii) Webinars; and (iii) Publications. In response to the pandemic, SKRC | Portal has added a COVID Resources tab that pulls together our regulatory guidance and recommendations related to COVID-19.

ACCESS PORTAL

Background

DOWNLOAD A COMPLIMENTARY
COPY OF OUR COMPLIANCE
CALENDAR

CONTACT US

New York Office
One Battery Park Plaza
New York, NY 10004
P: (212) 574-1200
F: (212) 480-8421


Washington, D.C. Office
901 K Street, NW Washington, DC 20001
P: (202) 737-8833
F: (212) 480-8421

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    Compliance Calendar

    Please complete the form below for a link to download a complimentary copy of SKRC’s 2021 Compliance Calendar.

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      This complimentary resource is available to investment advisers. This and other resources are available on the SKRC | Portal

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