• Compliance Consulting by Experienced Attorneys
    Powered by Seward & Kissel LLP

    SEWARD & KISSEL REGULATORY COMPLIANCE (SKRC)
    IS THE FIRST OF ITS KIND

    FULL-SCALE COMPLIANCE
    CONSULTING SOLUTION

    UNIQUELY COMBINES COMPLIANCE
    SUPPORT WITH LEGAL ADVICE

    ATTORNEYS WITH SEC, FINRA, CFTC/NFA,
    DOJ AND CCO EXPERIENCE

    COMPLIMENTARY ACCESS
    TO SKRC | PORTAL

    NAMED “BEST ADVISORY FIRM –
    REGULATION AND COMPLIANCE” BY HFM

    SERVICES

    Learn More

    MEET OUR TEAM

    TEAM PAGE

    SKRC | Portal provides online access to our (i) Compliance Tools and Resources (ii) Webinars; and (iii) Publications. In response to the pandemic, SKRC | Portal has added a COVID Resources tab that pulls together our regulatory guidance and recommendations related to COVID-19.

    ACCESS PORTAL

    DOWNLOAD A COMPLIMENTARY
    COPY OF OUR COMPLIANCE
    CALENDAR

    GET YOUR COPY

    CONTACT US

    New York Office
    One Battery Park Plaza
    New York, NY 10004
    P: (212) 574-1200
    F: (212) 480-8421

    Washington, D.C. Office
    901 K Street, NW Washington, DC 20001
    P: (202) 737-8833
    F: (212) 480-8421

      This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

      Compliance Calendar

      Please complete the form below for a link to download a complimentary copy of SKRC’s 2022 Compliance Calendar.

        Check this box if you are an investment adviser.

        This complimentary resource is available to investment advisers. This and other resources are available on the SKRC | Portal

        This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.